Finance / AI Trading Risk

An AI trading system should not turn confidence into an order.

This page explains the risk-control idea behind no-trade-without-proof: evidence, authority, trace, scope, and refusal before high-risk financial action.

AI trading risk AI trading bot risk automated trading guardrails no trade without proof AI trading system risk controls financial AI safety

Evidence Map Papers Registries Counterexamples

Search Intent

Readers are searching for AI trading guardrails, automated trading risk, and proof before execution.

Why should an AI trading system refuse to place an order?
What proof should exist before automated trading action?
How can a trace distinguish suggestion from execution authority?
What evidence does not count as a trading claim?

Action Boundary

A market action needs more than a prediction.

A forecast can be wrong without causing direct action. An order changes exposure. That boundary is why a high-risk financial system needs proof, authority, trace, and refusal states before action.

The public page only explains the evidence structure. It does not publish private execution logic, customer data, live orders, or performance claims.

Trace

The trace should show why no action was taken.

No-trade is not a failure when proof is missing. It is the correct outcome if authority, scope, data freshness, risk budget, or warrant fields are incomplete.

A credible trace records not only winning actions, but also refused actions and the reason they were refused.

Evidence Route

Where the claim can be checked.

This page is an entry point. The claim should be evaluated through DOI records, evidence maps, registries, GitHub/HF technical routes, and public counterexamples.

KindAnchorURLRole

Evidence MapPublic claim and evidence maphttps://mianzhang.org/evidence/Start from supported claims and known boundaries.

Paper IndexDOI and paper status maphttps://mianzhang.org/papers/Use paper-specific DOI records for paper claims.

RegistriesMachine-readable public registrieshttps://mianzhang.org/registries/Inspect claim, evidence, action, and counterexample records.

Challenge RouteCounterexample submission pathhttps://mianzhang.org/counterexamples/Attack overbroad claims through public routes.

ArchiveZenodo portfolio indexhttps://zenodo.org/records/20027295Long-term archive index; cite specific DOI records when available.

ConceptNo-Proof No-Action Gatehttps://mianzhang.org/concepts/no-proof-no-action-gate.htmlGeneral high-risk action gate concept.

Boundary

What this page does not prove.

This page is not financial advice, investment advice, trading advice, or a performance claim.
It does not claim live trading, trading alpha, customer deployment, or production execution.
It does not disclose private trading logs, proprietary strategies, or broker/exchange integration details.

FAQ